Roundtable report: trade surveillance – keeping pace with market abuse regulatory change, March 2017

By Certeco | March 30, 2017 | Categories: Reports | Tags:

While regulators are keen to see automated trading surveillance systems in place within capital markets firms, certain challenges exist in the implementation and maintenance of effective surveillance. The roundtable on 8 March 2017, hosted by Certeco and The Realization Group was the second in the series.  Issues with maintaining business as usual were discussed by industry practitioners under the Chatham House rule. Download report.