Roundtable report: trade surveillance – keeping pace with market abuse regulatory change, March 2017

By Certeco | March 30, 2017 | Categories: Reports | Tags:

While regulators are keen to see automated trading surveillance systems in place within capital markets firms, certain challenges exist in the implementation and maintenance of effective surveillance. The roundtable on 8 March 2017, hosted by Certeco and The Realization Group was the second in the series.  Issues with maintaining business as usual were discussed by industry practitioners under the Chatham House rule. Download report.

Trading Surveillance: Responding to new regulation in a changing market place

By Certeco | January 10, 2017 | Categories: Reports | Tags:

Libor Scandals, FX rate rigging and the manipulation of gilt prices – the subject of market abuse is rarely out of the headlines. Since the financial crisis, regulators have been working towards the creation of a transparent and honest financial system. And the clean up of trading through surveillance lies at the heart of their efforts. Read full report.

Roundtable Report: Trade surveillance – Getting to grips with new market abuse regulation, October 2016

By Certeco | November 29, 2016 | Categories: Reports | Tags:

On 12th October, business change management consultancy Certeco hosted a roundtable on the challenges firms face in meeting the requirements for Market Abuse Regulation, or MAR. This roundtable, organised by The Realization Group, was the first in a series of Certeco round tables that focus on various aspects of trade surveillance. Download report

Delivering change in the higher eduction sector

By Certeco | November 23, 2016 | Categories: Reports |

Managing change effectively has never been more critical for the higher education sector. The speed of change brings ever increasing expectations from staff and students for digital connectivity and immediacy. Certeco is pleased to attend the UCISA conference this week in Brighton to contribute to the conversation. Download our conference booklet here.